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Why We're Better
We're the business partner you need - today and tomorrow.

There are a lot of correspondent clearing firms out there — and every one of them would like your business. So why should you choose RBC Dain Correspondent Services?

Here's why: We're in the exact same business you're in. We place total emphasis on retail sales and private client relationships. All our products and services are geared toward helping you meet the needs of the high net worth market that you serve.

Our approach has proved successful for more than 175 member firms with nearly 3,000 Financial Consultants, making us the fifth-largest clearing firm in the industry, according to Securities Industry News.

When you work with RBC Dain Correspondent Services, you'll get a number of specific advantages:

Experience — Founded in 1979, RBC Dain Correspondent Services has a strong 20 plus year history in the clearing business. We are a division of RBC Capital Markets Corporation, one of the largest brokerage and investment banking firms in the country. RBC Capital Markets Corporation has been serving individual clients since 1909, and is recognized today as a leader in the retail, fixed income and equity capital market businesses.

Exclusive focus on correspondents — Other brokerage-affiliated clearing firms may require their correspondents to "compete" with the brokerage's own Financial Consultants for resources and attention. But at RBC Dain Correspondent Services, we only serve our correspondents. And our client support personnel who are devoted exclusively to providing resources and assistance to correspondents, are unmatched in the industry.

Concentration on retail — RBC Capital Markets Corporation's private client-oriented products, technologies and services have helped boost the success of their own Financial Consultants — in fact, their productivity is among the highest in the industry. Now these same private client-focused tools are available to you.

Midwestern service culture — RBC Dain Correspondent Services lives up to its Midwestern values, such as honesty, integrity, responsibility and a strong work ethic. At RBC Dain Correspondent Services, you'll never be just a number. And you'll even be more than a client. We want to be your true partner in helping you and your brokers build your business.

If you want a clearing firm whose mission, values and goals are identical to yours — and whose resources are totally aligned to your business — then there's only one place for you — RBC Dain Correspondent Services.

Welcome from
  President Craig
    Gordon

"With the right clearing partner, you and your firm can become more efficient, more creative - and more productive."

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